現代IT業界の急速な発展、より多くの労働者、卒業生やIT専攻の他の人々は、昇進や高給などのチャンスを増やすために、プロのSeries6試験認定を受ける必要があります。 試験に合格させる高品質のInvestment Company and Variable Contracts Products Representative Examination (IR)試験模擬pdf版があなたにとって最良の選択です。私たちのInvestment Company and Variable Contracts Products Representative Examination (IR)テストトピック試験では、あなたは簡単にSeries6試験に合格し、私たちのInvestment Company and Variable Contracts Products Representative Examination (IR)試験資料から多くのメリットを享受します。
信頼できるアフターサービス
私たちのSeries6試験学習資料で試験準備は簡単ですが、使用中に問題が発生する可能性があります。Series6 pdf版問題集に関する問題がある場合は、私たちに電子メールを送って、私たちの助けを求めることができます。たあなたが新旧の顧客であっても、私たちはできるだけ早くお客様のお手伝いをさせて頂きます。候補者がInvestment Company and Variable Contracts Products Representative Examination (IR)試験に合格する手助けをしている私たちのコミットメントは、当業界において大きな名声を獲得しています。一週24時間のサービスは弊社の態度を示しています。私たちは候補者の利益を考慮し、我々のSeries6有用テスト参考書はあなたのSeries6試験合格に最良の方法であることを保証します。
要するに、プロのSeries6試験認定はあなた自身を計る最も効率的な方法であり、企業は教育の背景だけでなく、あなたの職業スキルによって従業員を採用することを指摘すると思います。世界中の技術革新によって、あなたをより強くする重要な方法はInvestment Company and Variable Contracts Products Representative Examination (IR)試験認定を受けることです。だから、私たちの信頼できる高品質のFINRA Certification有効練習問題集を選ぶと、Series6試験に合格し、より明るい未来を受け入れるのを助けます。
Series6試験学習資料の三つバージョンの便利性
私たちの候補者はほとんどがオフィスワーカーです。あなたはInvestment Company and Variable Contracts Products Representative Examination (IR)試験の準備にあまり時間がかからないことを理解しています。したがって、異なるバージョンのSeries6試験トピック問題をあなたに提供します。読んで簡単に印刷するには、PDFバージョンを選択して、メモを取るのは簡単です。 もしあなたがInvestment Company and Variable Contracts Products Representative Examination (IR)の真のテスト環境に慣れるには、ソフト(PCテストエンジン)バージョンが最適です。そして最後のバージョン、Series6テストオンラインエンジンはどの電子機器でも使用でき、ほとんどの機能はソフトバージョンと同じです。Investment Company and Variable Contracts Products Representative Examination (IR)試験勉強練習の3つのバージョンの柔軟性と機動性により、いつでもどこでも候補者が学習できます。私たちの候補者にとって選択は自由でそれは時間のロースを減少します。
本当質問と回答の練習モード
現代技術のおかげで、オンラインで学ぶことで人々はより広い範囲の知識(Series6有効な練習問題集)を知られるように、人々は電子機器の利便性に慣れてきました。このため、私たちはあなたの記憶能力を効果的かつ適切に高めるという目標をどのように達成するかに焦点を当てます。したがって、FINRA Certification Series6練習問題と答えが最も効果的です。あなたはこのInvestment Company and Variable Contracts Products Representative Examination (IR)有用な試験参考書でコア知識を覚えていて、練習中にInvestment Company and Variable Contracts Products Representative Examination (IR)試験の内容も熟知されます。これは時間を節約し、効率的です。
FINRA Investment Company and Variable Contracts Products Representative Examination (IR) 認定 Series6 試験問題:
1. Mr. B. Beard started making regular investments in a mutual fund with the goal of financing a five-year
circumnavigation on his 40-foot sailboat, "Pirate's Lady." He is getting ready to depart and wants to set up
an automatic withdrawal plan such that the money he has invested will see him through his
circumnavigation, with nothing remaining in the account at the end. Which of the systematic withdrawal
plans will best fit his needs?
A) fixed-share plan
B) fixed-time plan
C) fixed-percentage plan
D) fixed-dollar plan
2. Jill worked as a registered representative with GoForBroke Broker-Dealers for 8 years. She is married to
Jack, whose job made it necessary for them to relocate to Thailand for 3 years. They have now returned,
and Jill would like to begin working as a registered representative with GoForBroke again after her 3-year
hiatus. Given this scenario:
A) As long as GoForBroke maintained Jill as a registered representative for its firm during her hiatus, Jill
can begin working in her previous position immediately. There is no need to file additional paperwork or
pay any fees to FINRA.
B) Jill can begin working in her previous position with GoForBroke immediately, but GoForBroke will have
to register her as one of its representatives with FINRA within 30 days of her hire date, and Jill will have to
pay the applicable filing fees within that same period of time.
C) Jill will have to retake the qualifying FINRA exams for her position, and after she has done so
successfully, GoForBroke must register her with FINRA as one of its representatives.
D) Both A and C are true statements.
3. A load mutual fund offers reduced load charges when an investor invests over $25,000 in the fund. Which
of the following can combine their funds in order to meet that breakpoint and get the reduced sales
charge?
I. Mr. and Mrs. Smith
II. Mrs. Smith and her 8-year-old daughter, Susie
III. Mr. Smith and his brother, Darwin
IV. The Smithereen Investment Club, of which Mr. and Mrs. Smith are co-chairpersons
A) I, II, and III only
B) I, II, and IV only
C) I only
D) I and II only
4. GoForBroke Broker-Dealers has distributed a list of ten mutual funds that it suggests are top-notch funds
worthy of recommendation by GoForBroke's agents. Coincidentally, all the funds on this list also happen
to be those that execute the majority of their trades through GoForBroke. Is GoForBroke in violation of
any FINRA rules?
A) No. As long as the list consists of more than five funds, GoForBroke has not violated any FINRA rules.
B) Yes. By distributing a list naming specific funds that coincidentally all happen to execute a lot of trades
through GoForBroke, the broker-dealer is violating FINRA's anti-reciprocal rule.
C) No. GoForBroke only distributed a list of fund names; it did not offer its agents any form of additional
compensation for selling the funds on that list.
D) Yes. GoForBroke is prohibited from selling shares of mutual funds that execute their trades through the
broker-dealer. This rule is in place to avoid conflicts of interest.
5. Ari Gaunt was affiliated with Savvy Investments and was terminated after some of the female
representatives associated with Savvy filed sexual harassment complaints against him. Mr. Gaunt
believes that he is still due money for some transactions he executed prior to his termination; Savvy
believes otherwise. Under FINRA's Code of Arbitration:
A) Ari has six years to submit his claim to arbitration.
B) if Ari submits his claim for arbitration and is unhappy with the panel's decision, he can then sue Savvy
in a civil court of law.
C) Ari may either sue Savvy in a civil court of law or submit his claim to arbitration.
D) both B and C are true statements.
質問と回答:
質問 # 1 正解: B | 質問 # 2 正解: C | 質問 # 3 正解: D | 質問 # 4 正解: B | 質問 # 5 正解: A |